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LEGAL

The financial services sector in South Africa has strict legislation in place to ensure product reliability and legislative compliance on the part of Financial Services Providers. 
At Sequoia Capital Management we believe that stringent compliance processes protect our clients, stakeholders and safeguard good business practices. We are completely committed to comply with the legislation and to always act with due skill, care and diligence. ​

 

Compliance legislation

 

  • Financial Advisory and Intermediary Services Act (FAIS)

  • Financial Intelligence Centre Act (FICA)

  • Prevention & Combatting Corrupt Activities Act

  • Promotion of Access to Information Act

  • Collective Investments Scheme Control Act

 

For the above-mentioned acts and other legislation, please go to www.polity.org.za or www.info.gov.za.

 

​Internal Compliance Policies

 

We are committed to conducting business in an ethical manner and adhere to a code of ethics. The code of ethics is supported by other workplace policies developed to protect our staff and stakeholders from unethical and fraudulent behaviour.

 

Compliance policies:

  • Code of Conduct and Ethics

  • Gifts Policy

  • Complaints Policy

  • Conflicts of Interest Policy

  • Anti-Money Laundering Policy

  • Treating Customers Fairly Policy

  • Client Privacy Policy

  • Resolution Policy

  • Financial Recovery Policy

 

Please contact our compliance department at compliance@sequoiacapital.co.za for more details. 

Legal

Sequoia Capital Management (Pty) Ltd wants you to enjoy your stay every time that you visit our website. However, to ensure that each visitor enjoys this same privilege, it is necessary to lay down certain rules that everyone should adhere to. We therefore request you to abide by the following terms of use and to take note of the prescribed conditions:

 

First and foremost, your privacy is as important to us as it is to you, which is why we have a strict, but simple, policy in this regard. We collect no personal information about you, unless you choose to provide that information to us, and we do not give, share, sell or transfer any personal information about you to a third party. For certain specific privacy matters that require further discussion you can review our comprehensive privacy policy.

 

We have taken reasonable care to ensure the integrity of this website and the reliability of its content. However, there may be inadvertent technical and typographical inaccuracies and/or errors, which we sincerely regret.

 

Furthermore, we cannot guarantee that this website will be uninterrupted and free from defects. Accordingly the site is provided “as is”, without any representation made and without any warranty of any kind, whether express or implied.

 

Please satisfy yourself that the services offered by us and the content available on this website meet your individual requirements and that the website is compatible with your hardware and/or software.

 

You are using this site at your own risk and accordingly you agree to indemnify, defend and hold us harmless against any and all damages, claims, demands and liabilities that directly or indirectly relate to or result from your use of this site.

 

As a visitor to and user of our website, you may not:

  • ​Use this site to facilitate mail abuse or spam;

  • ​Frame this site, or any of the individual pages, in any manner whatsoever;

  • ​Use any technology to search or gain information from this site without our prior, written permission; and

  • Gain, or attempt to gain, unauthorised access to any page of this website which is a restricted area.

 

This website is owned and controlled by Sequoia Capital Management (Pty) Ltd. The content on this website, including but not limited to, text, images, illustrations, audio and/or video files and the selection, coordination and arrangement of the said content, are protected by copyright, which vests with us (unless otherwise indicated). Accordingly, nothing on our site should be construed as granting you a license or a right to use any content on this site.

 

However, please feel free to download, retrieve, view, print, refer to or sight the content of this site for your or your family’s private, educational or non-commercial home use.

 

We may alter, suspend or discontinue any aspect of this site at any time, including the availability of any feature or content, and we may impose limitations on certain features and aspects of the site or restrict access to all parts of the site without notice or liability to you.

 

We reserve the right, without notice to you, to change, modify, add or remove portions of these rules at any time. Please check these rules periodically for any new changes – for your convenience, we will indicate the date (at the bottom of this page) on which the latest changes have been made.

 

You represent and warrant to us that you will fully comply with these rules. We therefore accept, if you do not agree to these rules that you will refrain from visiting and using this website in future.​​​​​​​​​​

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The Sequoia Capital Management (Pty) Ltd co-named funds (as defined in BN 778 of 2011) are registered under the names Sequoia BCI Flexible Income, Sequoia BCI Stable and Sequoia BCI Managed Growth, managed by Boutique Collective Investments (RF) (Pty) Ltd (“BCI”) (Registration No. 2003/024082/07), a registered Collective Investment Schemes Management Company in terms of the Collective Investment Schemes Control Act 45 of 2002, supervised by the Financial Sector Conduct Authority (‘FSCA’). Sequoia Capital Management (Pty) Ltd is the FSCA approved and appointed investment manager of the co-named CIS funds.

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